Investment adviser compliance letter pdf – Key Elements in Investment Compliance Letters
投资合规性一直是投资顾问和资产管理公司关注的重点。美国证券交易委员会要求投资顾问每年向客户发送投资合规信函,详 … 阅读更多
利益冲突
government officials invest in companies their agencies oversee – Conflicts of interest in government investment
政府官员投资其监管机构所监管的公司引发利益冲突。政府官员投资其监管机构所监管的公司在道德和法律上存在潜在的利益 … 阅读更多
independent investment manager research – The independence and objectivity of research reports
研究报告的独立性和客观性是投资管理行业非常重要的原则。independent investment manag … 阅读更多